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<br />each such transaction. In any instance wherein FSC may become entitled to receive fees or other <br />compensation in any form from a third party with respect to these investment activities on behalf of <br />Issuer, we will disclose to Issuer the nature and, to the extent such is known, the amount of any such <br />compensation so that Issuer may consider the information in making its investment decision. It is <br />understood and agreed that FSC is a duly licensed broker/dealer and is affiliated with First Southwest <br />Asset Management, Inc. ("FSAMI"), a duly registered investment advisor. Issuer may, from time to time, <br />utilize the broker/dealer services of FSC and/ or the investment advisory services of FSAMI with respect <br />to matters which do not involve or affect the financial advisory services referenced in this Agreement. <br />The terms and conditions of the engagement of FSC and/ or FSAMI to provide such services shall be <br />determined by mutual agreement at the time such services are requested. <br /> <br />2. Exercising Calls and Refunding. Provide advice and assistance with regard to exercising any call <br />and/ or refunding of any outstanding Debt Instruments. <br /> <br />3. Capital Improvements Programs. Provide advice and assistance in the development of any capital <br />improvements programs of the Issuer. <br /> <br />4. Long-Range Planning. Provide advice and assistance in the development of other long-range <br />financing plans of the Issuer. <br /> <br />5. Post-Sale Services. Subsequent to the sale and delivery of Debt Instruments, review the transaction <br />and transaction documentation with legal counsel for the Issuer, Bond Counsel, auditors and other <br />experts and consultants retained by the Issuer and assist in developing appropriate responses to legal <br />processes, audit procedures, inquiries, internal reviews and similar matters. <br /> <br />SECTION III <br />TERM OF AGREEMENT <br /> <br />This Agreement shall become effective as of the date executed by the Issuer as set forth on the <br />signature page hereof and, unless terminated by either party pursuant to Section IV of this Agreement, <br />shall remain in effect thereafter for a period of five (5) years from such date. Unless FSC or Issuer shall <br />notify the other party in writing at least thirty (30) days in advance of the applicable anniversary date that <br />this Agreement will not be renewed, this Agreement will be automatically renewed on the fifth <br />anniversary of the date hereof for an additional one (1) year period and thereafter will be automatically <br />renewed on each anniversary date for successive one (1) year periods. <br /> <br />SECTION IV <br />