HomeMy WebLinkAboutShoreline Foundation - Bid winner
8FT
Shorelille FOll/ltlatioll Illc.
2781 S.W. 56th Avenue. Pembroke Park, Florida 33023
Phone: (954) 985-0460 . Fax: (954) 985-0462 . www.shorelinefoundation.com
Mr. Rick Conner
City Manager
City of Sunny Isles Beach
18070 Collins Ave.
Sunny Isles Beach, FL 33160
August 17, 2010
CIty of Sunny I_I Besch
Olfice of Ihe C1 Clerk
Re: Request for Proposals No. 10-07-02 Professional Construction Services to Demolish and Reconstruct the Historic
Sunny Isles Beach/Newport Fishing Pier at Pier Park.
Subject: Proposal Submission.
Dear !vIr. Conner:
Shoreline Foundation, Inc. is pleased to present our proposal for this project. Our proposal has been prepared with strict
adherence to the contract documents, plans and addenda 1-3. The base bid price for this proposal is $3,777,866. \V'e have
prepared a table of the major items of construction followed by a brief description of each item.
Fishin2' Pier
1 Permit Fee Allowance 1 LS $40,000 $40,000
2 Mobilization 1 LS $95,439 $93,439
3 General Conditions 1 LS $112,036 $112,036
4 Demolition of Existing Structures 17 ,282 SF $13.00 $224,666
5 Reinforced Concrete (substructure) 134 CY $3,749 $502,366
6 Pre-Stressed Beams 1,408 LF $234 $329,472
7 Pre-Stressed Concrete Piling (24" Square) 4,723 LF $203 $958,769
8 Test Pile 912 LF $242 $220,704
9 Pipe Handrail 1,310 LF $117 $153,270
10 Class V Coating 1 LS $59,137 $59,137
Fishin2: Pier Subtotal $2,693,859
Members of: Deep Foundation Institute. Pile Drivers Contractors Association. CASF
-
RFP No. 10-07-02
August 17,2010
Page 2 of3
Restaurant
11 Structure 1 LS $770,433 $770,433
12 Electrical 1 LS $162,022 $162,022
13 Plumbing 1 LS $85,440 $85,440
14 HVAC 1 LS $66,112 $66,112
Restaurant Subtotal $1,084,007
1. Permit Fee Allowance
We have included an allowance for State and DERM permit fees. These costs are estimated only, actual costs to be paid
by owner.
2. Mobilization
Includes one complete site mobilization and demobilization of SFI's barge, Crane and equipment.
3. General Conditions
This item includes SFI's direct site costs such as: provide and maintain site safety fencing and signage, floating turbidity
barriers temporary sanitary facilities for our crews, roll-off refuse containers and disposal fees.
4. Demolition of Existing Structures
Includes demolition and legal disposal of all existing structures and support piling as depicted in the referenced bid
documents.
5. Reinforced Concrete (Substructure)
Includes all labor, equipment, materials to cast-in-place all required, pile caps, restrainers, diaphragms as depicted in the
bid documents including Grade 60 reinforcing and 5,500-psi concrete.
6. Pre-Stressed Beams
Includes supply and installation of approximately 1,408 linear feet of pre-cast, pre-stressed Florida Double Tee's as per
the bid documents.
7. Pre-Stressed Concrete Piling (24" Square)
Includes supply and installation of approximately (104) 24" square pre-cast, pre-stressed concrete piling of varying
lengths. Includes pier and restaurant piling.
8. Test Pile
Includes (9) 24" square pre-cast, pre-stressed concrete piling of varying lengths, embedded data collectors, PDA testing
and reports.
9. Pipe Handrail
Includes supply and installation of Saftron handrail system as depicted in the bid documents.
10. Class V Coating
Includes class V coating of the double tee's and piling as indicated in the bid documents.
11. Restaurant Structure
Includes cast-in-place elevated slabs, structural concrete, stucco, painting, insulation, windows, doors, standing seam
roofing, interior finishes and appurtenances as indicated in the bid documents.
12. Electrical
Includes installation of a fully functional system as depicted in the bid documents.
13. Plumbing
Includes installation of a fully functional potable water and fire suppression system as depicted in the bid documents.
14. HV AC
Includes installation of a fully functional a/ c system including air handler and ductwork per the bid documents.
2781 S.W. 56ln Avenue. Pembroke Park, Florida 33023
Phone: (954) 985-0460 . Fax: (954) 985-0462 . www.shorelinefoundation.com
Members of:
Members of: Deep Foundation Institute. Pile Drivers Contractors Association. CASF
RFP No. 10-07-02
August 17, 201 0
Page 3 of3
Sales Tax
This proposal includes approximately $75,000 in material sales tax. A significant portion of this amount can be recouped by
the city through Owner Direct Purchas. SFI encourages this policy and is eager to cooperate to this end.
Schedule
SFI anticipates an actual on-site construction duration of approximately six to seven months. This is based on prior ACOE,
state permit approval and final building department approval. Our construction approach is to begin landside with the
demolition of the existing restaurant, install the restaurant foundation piling, begin construction of the new restaurant,
followed by demolition and construction of the pier structure.
Notes for this proposal:
1. This proposal is valid for 6 months.
2. SFI has specifically excluded local permit costs.
3. SFI has specifically excluded a Builders Risk Insurance Policy as per Addendum #3.
4. SFI has specifically excluded the new feeders from the FPL transformer to the new meter can as per Addendum #3.
Shoreline Foundation, Inc. is a local marine contractor with over 25 years experience in marine construction projects of this
type and complexity for State, local and municipal authorities throughout the State of Florida and the Caribbean. \V'e look
forward to collaborating with the City of Sunny Isles Beach on construction of this historic project. Our proven record of
providing quality construction services on time and under budget has allowed us to become one of South Florida's
preeminent contractors. We encourage you to visit our website www.shorelinefoundation.com to review our statement of
qualifications, past and present projects and project photos.
If you have any questions or comments regarding this proposal, please contact me at our offices. Thank you for your
consideration.
Thank you for your consideration.
Respectfully Submitted,
SHORELINE FOUNDATION, INC.
7'AM' ~
Jon Klion
Chief Estimator
2781 S.W. 56tn Avenue. Pembroke Park, Florida 33023
Phone: (954) 985-0460 . Fax: (954) 985-0462 . www.shorelinefoundation.com
Members of:
Members of: Deep Foundation Institute. Pile Drivers Contractors Association. CASF
THE AMERICAN INSTITUTE OF ARCHITECTS
AlA Document A310
Bid Bond
KNOW ALL MEN BY THESE PRESENTS, THAT WE SHORELINE FOUNDATION, INC.
2781 SW. 56 Avenue, Pembroke Park, FL 33023
as Principal, hereinafter called the Principal, and Travelers Casualty and Surety Company of America
2420 Lakemont Ave., 4th fl, Orlando, FL 32814
a corporation duly organized under the laws of the State of CT
as Surety, hereinafter called the Surety, are held and firmly bound unto CITY OF SUNNY ISLES BEACH
18070 COLLINS AVE, SUNNY ISLES BEACH, FL 33160
as Obligee, hereinafter called the Obligee, in the sum of Five Percent of Amount Bid
Dollars ($ 5% ),
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind ourselves, our heirs,
executors, administrators, successors and assigns, jointly and severally, firmly by these presents.
WHEREAS, the Principal has submitted a bid for RFP #10-07-02 PROFESSIONAL CONSTRUCTION SERVICES
FOR THE DEMOLITION AND CONSTRUCTION OF HISTORIC SUNNY ISLES BEACH/NEWPORT FISHING PIER AT
PIER PARK
NOW, THEREFORE, if the Obligee shall accept the bid of the Principal and the Principal shall enter into a Contract with
the Obligee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding or
Contract Documents with good and sufficient surety for the faithful performance of such Contract and for the prompt
payment of labor and materials furnished in the prosecution thereof, or in the event of the failure of the Principal to enter
such Contract and give such bond or bonds, if the Principal shall pay to the Obligee the difference not to exceed the
penalty hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith
contract with another party to perform the Work covered by said bid, then this obligation shall be null and void, otherwise
to remain in full force and effect.
Signed and sealed this
17th
day of
August
2010
(Witness)
AlA DOCUMENT A310 . BID BOND. AlA. FEBRUARY 1970 ED. . THE AMERICAN
INSTITUTE OF ARCHITECTS, 1735 N.Y. AVE., N.W., WASHINGTON, D.C. 20006
.........
WARNING: THIS POWER OF ATTORNEY IS INVALID WITHOUT THE RED BORDER
.' . ~
TRAVELERSJ
POWER OF ATTORNEY
Farmington Casualty Company
Fidelity and Guaranty Insurance Company
Fidelity and Guaranty Insurance Underwriters, Inc.
St. Paul Fire and Marine Insurance Company
St. Paul Guardian Insurance Company
Attorney-In Fact No.
216588
St. Paul Mercury Insurance Company
Travelers Casualty and Surety Company
Travelers Casualty and Surety Company of America
United States Fidelity and Guaranty Company
Certificate No. 0 0 3 4 0 1416
KNOW ALL MEN BY THESE PRESENTS: That St. Paul Fire and Marine Insurance Company, St. Paul Guardian Insurance Company and St. Paul Mercury Insurance
Company are corporations duly organized under the laws of the State of Minnesota, that Farmington Casualty Company, Travelers Casualty and Surety Company, and
Travelers Casualty and Surety Company of America are corporations duly organized under the laws of the State of Connecticut, that United States Fidelily and Guaranty
Company is a corporation duly organized under the laws of the State of Maryland, that Fidelity and Guaranty Insurance Company is a corporation duly organized under
the laws of the State of Iowa, and that Fidelity and Guaranty Insurance Underwriters, Inc., is a corporation duly organized under lhe laws of the State of Wisconsin
(herein collectively called the "Companies"), and that the Companies do hereby make, constitute and appoint
D. W. Matson III, and John W. Charlton
of the City of Coral Gahles , State of P1orin:] , their lrue and lawful Attomey(s)-in-Fact,
each in their separate capacity if more than one is named above, to sign, execute, seal and acknowledge any and all bonds, recognizances, conditional undertakings and
other writings obligatory in the nature thereof on behalf of the Companies in their business of guaranteeing the fidelity of persons, guaranteeing the performance of
contracts and executing or guaranteeing bonds and undertakings required or permitted in any actions or proceedings allowed by law.
IN WITNESS WHEREOF, lhe Companies have caused this instrument to be signed and their corporate seals to be hereto affixed, this
day of December 2009
22nd
Farmington Casualty Company
Fidelity and Guaranty Insurance Company
Fidelity and Guaranty Insurance Underwriters, Inc.
St. Paul Fire and Marine Insurance Company
St. Paul Guardian Insurance Company
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Stale of Conneclicul
City of Hartford ss.
St. Paul Mercury Insurance Company
Travelers Casualty and Surety Company
Travelers Casualty and Surety Company of America
United States Fidelity and Guaranty Company
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By:
22nd December 2009
On this lhe day of , before me personally appeared George W. Thompson, who acknowledged
himself to be the Senior Vice President of Farmington Casualty Company, Fidelity and Guaranty Insurance Company, Fidelity and Guaranty Insurance Underwriters,
Inc., St. Paul Fire and Marine Insurance Company, St. Paul Guardian Insurance Company, St. Paul Mercury Insurance Company, Travelers Casualty and Surety
Company, Travelers Casualty and Surety Company of America, and United States Fidelity and Guaranty Company, and that he, as such, being authorized so to do,
executed the foregoing instrument for the purposes therein contained by signing on behalf of the corporations by himself as a duly authorized officer.
In Witness Whereof, I hereunto set my hand and official seal.
My Commission expires the 30th day of June, 2011.
58440-4-09 Printed in U.S.A.
'<<\w C. j~
'- Marie C. Telreaull. NOlary Public
WARNING: THIS POWER OF ATTORNEY IS INVALID WITHOUT THE RED BORDER
WARNING: THIS POWER OF ATTORNEY IS INVALID WITHOUT THE RED BORDER
This Power of Attorney is granted under and by the authority of the following resolutions adopted by lhe Boards of Directors of Farmington Casualty Compitny, Fidelity
and Guaranty Insurance Company, Fidelity and Guaranty Insurance Underwriters, Inc., St. Paul Fire and Marine Insurance Company, St. Paul Guardian Insurance
Company, St. Paul Mercury Insurance Company, Travelers Casualty and Surety Company, Travelers Casualty and Surety Company of America, and United States
Fidelity and Guaranty Company, which resolutions are now in full force and effect, reading as follows:
RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President, any Vice President, any Second Vice
President, the Treasurer, any Assistant Treasurer, the Corporate Secretary or any Assistant Secretary may appoint Attorneys-in-Fact and Agents to act for and on behalf
of the Company and may give such appointee such authority as his or her certificate of authority may prescribe to sign with the Company's name and seal wilh the
Company's seal bonds, recognizances, contracts of indemnity, and other writings obligatory in the nature of a bond, recognizance, or conditional undertaking, and any
of said officers or the Board of Directors at any time may remove any such appointee and revoke the power given him or her; and it is
FURTHER RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or any Vice President may
delegate all or any part of the foregoing authority to one or more officers or employees of this Company, provided that each such delegation is in writing and a copy
thereof is filed in the office of lhe Secretary; and it is
FURTHER RESOLVED, that any bond, recognizance, contract of indemnity, or writing obligatory in the nature of a bond, recognizance, or conditional undertaking
shall be valid and binding upon the Company when (a) signed by the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or any Vice
President, any Second Vice President, the Treasurer, any Assistant Treasurer, the Corporate Secretary or any Assistant Secretary and duly attested and sealed with the
Company's seal by a Secretary or Assistant Secretary; or (b) duly executed (under seal, if required) by one or more Attorneys-in-Fact and Agents pursuant to the power
prescribed in his or her certificate or their certificates of authority or by one or more Company officers pursuant to a written delegation of authority; and it is
FURTHER RESOLVED, that the signature of each of the following officers: President, any Executive Vice President, any Senior Vice President, any Vice President,
any Assistant Vice President, any Secretary, any Assistant Secretary, and the seal of the Company may be affixed by facsimile to any Power of Attorney or to any
certificate relating thereto appointing Resident Vice Presidents, Resident Assistant Secretaries or Attorneys-in-Fact for purposes only of executing and attesting bonds
and undertakings and other writings obligatory in the nature thereof, and any such Power of Attorney or certificate bearing such facsimile signature or facsimile seal
shall be valid and binding upon the Company and any such power so executed and certified by such facsimile signature and facsimile seal shall be valid and binding on
the Company in the future with respect to any bond or understanding to which it is attached.
I, Kori M. Johanson, the undersigned, Assistant Secretary, of Farmington Casualty Company, Fidelity and Guaranty Insurance Company, Fidelity and Guaranty Insurance
Underwriters, Inc., St. Paul Fire and Marine Insurance Company, St. Paul Guardian I,psurance C9mpany, St. Paul Mercury Insurance Company, Travelers Casualty and
Surety Company, Travelers Casualty and Surety Company of America, and United States Fidelity and Guaranty Company do hereby certify that the above and foregoing
is a true and correct copy of the Power of Attorney executed by said Companies, which is in full force and effect and has not been revoked.
,
IN TESTIMONY WHEREOF, I have hereunto set my hand and affixed the seals of said Companies this
17th day of
AUGUST
,201~.
Kori M. Johans
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To verify the authenticity of this Power of Attorney, call 1-800-421-3880 or contact us at www.travelersbond.com. Please refer to the Attorney-In-Fact number, the
above-named individuals and the details of the bond to which the power is attached.
WARNING: THIS POWER OF ATTORNEY IS INVALID WITHOUT THE RED BORDER
8FT
Shoreline Foundation Inc.
2781 S.W. 56th Avenue. Pembroke Park, Florida 33023
Phone: (954) 985-0460 . Fax: (954) 985-0462 . www.shorelinefoundation.com
Business Overview
Shoreline Foundation, Inc. was founded in June of 1986 and is a fully licensed, insured and bondable
contractor capable of handling all of your heavy civil, deep pile driving and marine construction needs.
Over the last 24 years, the founding partners of Shoreline Foundation have worked hard to build our
company into an organization of over 140 employees dedicated to providing you with the best possible
product at the best possible price. Our 18 construction crews, administrative support staff, and
professional engineers, provide unequaled customer service.
Shoreline Foundation, Inc. provides specialized services through our three construction divisions:
Auger, Marine, and Road. Through this diversification, we are able to execute a variety of projects
tailored to the needs of our customers from points throughout Florida. As a result, we are able to
provide you with virtually every type of deep foundation, marine construction, and roadway
construction service in virtually every location.
Please take a few minutes to review our website at www.shorelinefoundation.com and see a brief
glimpse into out Projects, both past and present which I have additionally included in this bid package.
. Financial state:
· SFI has managed its sales and core client base. As such, we are financially
sound.
. Persons having financial interest in the firm:
· James A. Royo - President - 2781 SW 56th Ave., Pembroke Park, FL 33023
· Barry S. Reed - V. P./ Secretary - 2781 SW 56th Ave., Pembroke Park, FL
33023
· John R. McGee - V. P./ Treasurer- 2781 SW 56th Ave., Pembroke Park, FL
33023
. Annual revenue for the past two years:
· 2009 - $27,274,106.00
· 2008 - $27,440,176.00
Members of: Deep Foundation Institute. Pile Drivers Contractors Association. CASF
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State of Florida
Department of State
I certify from the records of this office that SHORELINE
FOUNDATION, INC. is a corporation organized under the laws of the
State of Florida, filed on June 2, 1986.
The document number of this corporation is J17125.
I further certify that said corporation has paid all fees due this office
through December 31, 2010, that its most recent annual report was filed
on January 5, 2010, and its status is active.
I further certify that said corporation has not filed Articles of
Dissolution.
Given under my hand and the Great Seal of
Florida, at Tallahassee, the Capital, this the Sixth
day of January, 2010
~
Secretary of State
Authentication ID: 200164319082-01 0610-J 17125
To authenticate this certificate,visit the following site, enter this
10, and then follow the instructions displayed.
h ttps:f fefile.s u n biz.orgfcerta uthver. h tm I
SI A IE OF FLORIDA
DEPARTMENT OF BUSINESS AND PROFESSIONAL REGULATION
CONSTRUCTION INDUSTRY LICENSING BOARD
1940 NORTH MONROE STREET
TALLAHASSEE FL 32399-0783
(850) 487-1395
ROYO, JAMES ANTHONY
SHORELINE FOUNDATION INC
1316 NW 127 DRIVE
SUNRISE FL 33323
Congratulations! With this license you become one of the nearly one million
Floridians licensed by the Department of Business and Professional Regulation.
Our professionals and businesses range from architects to yacht brokers, from
boxers to 'barbeque restaurants, and they keep Florida's economy strong.
Every day we work to improve the way we do business in order to serve you better
For information about our services, please log onto www.myfloridalicense.com.
There you can find more information about our divisions and the regulations that
impact you, subscribe to department newsletters and learn more about the
Department's initiatives.
Our mission at the Department is: License Efficiently, Regulate Fairly. We
constantly strive to serve you better so that you can serve your customers.
Thank you for doing business in Florida, and congratulations on your new license!
DETACH HERE
(For the protection of our profess/onalllcense holdersl thIs license contaIns hidden security features to prevent counterfeiting.
Unauthorized reproducUon Is strictly prohIbIted and will be prosecuted to the fullest extent of the lawJ
,
The Department of Business and Professional Regulation (DBPR), issues licenses for many licensed businesses and practitioners
in the State of Florida.
DBPR is changing the way you interact with state government. Many of DBPR's services are available online at
www.MyFloridaLicense.com. We encourage you to utilize these services to make address changes, licensing changes or
to renew your license.
Name changes require legal documentation verifying the name change, which must be mailed to DBPR. An original, a certified
copy, or a duplicate copy of an original or certified copy of a document that shows the legal name change will be accepted,
unless DBPR has a question about the authenticity of the document.
If applicable, DBPR will send a renewal notice to your last known address prior to the expiration date on your license. If you
have not received your renewal notice, please call our Customer Contact Center at 850.487.1395 or email us at
ca Ilcenter@dbpr.state.fl.us.
Please refer to your profession's governing statutes and administrative codes for further information regarding renewals.
These may be viewed online at www.MyFlorida.com/dbpr.
CARLOS E. VARELA, E.P.E., P.E., G.E.C., P.M.
OVERVIEW
Carlos is responsible for managing the reconstruction of nearly one mile ofbu/khead at the City of Miami 's Bicentennial
Park. His diverse background and extensive construction expertise enable Carlos to manage complex construction
projects.
Carlos utilized his expertise in Venezuela for over 20 years to manage complex construction, (housing developments and
high-rise buildings), oil recovery, natural gas handling, and coal extraction projects. His previous South Florida
experience includes managing the dredging of21 secondary canals as a consultant to Miami-Dade County DERM.
PROFILE
· Seasoned Project Management professional in the commercial and marine construction industry including new and
retrofit projects. Success directing operations, enhancing growth and implementing directives achieving strong results.
· Exceptional leadership skills with extensive experience in the planning, development, administration and
management of multi-million dollar project operations with consistent record of achievement in improving quality,
accountability and efficiency. Bilingual, fluent in English and Spanish.
· Bring a vast array of knowledge to any project that starts from project feasibility on through site planning, design,
value engineering, scheduling, material and subcontractor buyouts, negotiating, change orders, and claim resolution to
end user occupancy.
PROFESSIONAL EXPERIENCE
Shoreline Foundation, Inc. 2005 to present
. Proiect Mana2er
Responsible for managing the reconstruction of nearly one mile of bulkhead at the City of Miami's Bicentennial Park.
Utilize diverse background and extensive construction expertise to manage complex this construction project.
· Oversee all aspects of construction management projects from project award to client move-in.
· Project involvement in complete life cycle including project administration, scheduling, scope and buyout negotiations,
purchasing and subcontract administration. Liaison directly with the city and design team on all issues.
· Maintain clear communications and positive relations with clients, subcontractors and the community.
· Conduct contract negotiations with subcontractors including scope of work, timeframes, custom options and pricing, and site
improvements. Review and improve all subcontractor requisitions and invoices on projects for payment.
· Monitor progress of projects and perform regular inspections to ensure that project plan including budget, schedule
and quality were being maintained. Ensure conformance with project design and client expectations.
PRIOR EXPERIENCE
EBS Engineering, Inc. - Miami, FL 2003 to 2004
. Senior Proiect Mana2er
Assigned as lead Construction Manager for FEMA Canal Dredging Project for Miami-Dade County DORM (Division of
DERM). Supervised three Construction Managers, 12 Inspectors and several contractors to complete dredging projects for
21 secondary canals over a period of one year. (Continued on P2)
· Direct responsibilities included review and approval of Applications for Payment, Daily Reports, and Time Sheets;
meeting weekly with contractors to assess progress and respond to Request For Infonnation; ensuring contractor
adherence to specifications; identifying and analyzing issues to provide resolutions to upper management; and
developing and implementing innovative Project Management reporting, analysis, and controls for contract activities.
· Successfully completed $35M of dredging projects within cost and schedule in one year.
PRIOR EXPERIENCE
Consultores Occidentales, S.A. (COSA) - Maracaibo, Venezuela 2001 to 2003
. Senior Proiect Manager
Reported to the Vice President of Construction and Project Leaders of Petroleos de Venezuela, S.A. (PDVSA).
Supervised twenty-eight (28) employees including craft, technical, and professional. Responsibilities included direct
management, supervision, and administration of several projects from inception to start-up including a new Oil Recovery
Process, and equipment manufacturing.
. Conceived, designed and developed a new system for prevention of cooling water spillage for Tube type Compressed
Gas Heat Exchangers. Reduced plant shut down time resulting in an annual savings of $1 M.
. Instituted procedures that allowed replacement of up to l8 gas heat exchangers in a time period of 10 hours. This
made it possible to replace 200 heat exchangers in less than three months, with minimum plant shut down, no impact
upon gas production, and no impact upon oil production, for an annual savings of$12M.
. These achievements secured a commendation from PDVSA Project Leaders, as well as from COSA.
Montaje Electromecanico, C.A. (MECA) - Maracaibo, Vzla 1982 to 2000
. Senior Vice President
Reported to the Board of Directors and supervised thirty-five (35) employees (craft, technical, and professional), as well
as several contractors. Responsibilities included direct management, supervision, and administration of construction
projects from ground breaking to completion.
. During this period completed 53 industrial service installations, and 4 residential housing and high rise developments
totaling $50 Million.
Free Lance Engineering 1980 to 1998
. Design Engineer
Designed, budgeted, and supervised the construction of Electric Power Distribution Systems for commercial, industrial,
and residential purposes.
EDUCATION
Bachelor of Science Degree in Electric Power Engineering
Rensselaer Polytechnic Institute, Troy, NY
LICENSES
Florida Licensed Professional Engineer. Lic # 62583
FRED MAXWELL, Superintendent
OVERVIEW
With over 25 years of marine construction experience, Fred is responsible for overseeing daily operations of the Marine
Division. Transforming construction drawings into steel, concrete, and wooden structures requires daily coordination of eight
construction crews, scheduling of specialty equipment, and the provision of constant attention to the needs of the client. Over
the last 18 years, Fred's dedication to detail has resulted in the creation of landmark marine facilities throughout South
Florida and the Caribbean.
o Multiple Site Project Management
o Contract Administration
o Scheduling and Phasing
o Purchasing/Procurement/Logistics
o Subcontractor RelationslManagement
o Governmental Guidelines
AREAS OF EXPERTISE
o Construction Operations
o Cost Control Measures
o Relationship Management
o Plan Review/Change Management
o Strategic Planning/Budgeting
o Building Codes and Permits
o Production
o Estimates/Bidding
o OSHA Compliance
o Regulatory Authorities
o Quality Control/Safety
o Closeouts and Finishes
QUALIFICATIONS SUMMARY
· Seasoned Superintendent in the marine construction industry including new and retrofit projects. Excellent construction
specifications analysis with success directing operations, enhancing growth and implementing directives achieving strong results.
· Exceptional leadership skills with extensive experience in planning, development, administration and management of multi-
million dollar marine project operations. Consistent record of achievement in improving quality, accountability and efficiency.
PROFESSIONAL EXPERIENCE
Shoreline Foundation Inc. 1989 to present
. Superintendent
Manage operational and project performance in areas encompassing project life cycle management, field operations, contract
fulfillment, scheduling, material procurement, resource allocation, client service delivery, subcontractor relations and
management, quality assurance, job site safety, budgets/fiscal management, and strategic execution of projects. Hold full
fiscal accountability and manage culturally diverse staff.
· Effectively schedule highly qualified foremen, subcontractors, and field employees.
· Resolve daily problems on job site and personally inspect all work during project to ensure compliance with client
requirements. Oversee project activity through to completion.
· Improved overall quality of service delivery by developing, implementing, and documenting best practices.
· Negotiated supply contracts for materials that resulted in significant decrease in costs while maintaining delivery schedules.
· Developed several company operating codes and labor, safety and performance standards.
· Proven ability to coordinate all aspects of a proj ect, and lead, direct and motivate staff to accomplish desired goals.
· Consistently meet project deadlines on-time, within budget, as well as, adhere to the highest quality standards.
Select key projects include
Prior work experience:
Names of companies
III Pile Driver Forman
years employed
TRAINING AND CERTIFICATIONS
40-Hour Training Course, OSHA
Certification of Completion, Caterpillar
SHOI~ELI1\TE Fou^rD~4TIOlv, INC.
Fillallcial S[memenlS (1S (~{(l}lfj.for [he }'ear Ended
Deccmber 31.2009 (11/d Indcpe1/dcl1[ !\udirors' Report
SHORELINE FOUNDATION~ INC.
TABLE OF CONTENTS
Page
FlNANCIAL STATErvll:NTS AS OF AND FOR THE YEAR ENDED
DECE1\lBER :; i. 2009:
Independent Auditors' Repon
Balance Sheet
:2
Statement of Income and Retained Earnings
3
Statcm(~nt of Cash Flows
It
.,
Notes to Financial Sl:llell1emS
.')
Supplemental Schedules
Cost of Revenues I:arned
10
General and Adminislrati VI.' Expenses
II
Earnings from Contracts
12
Contracts in Progress
J :;
Contracts Completed
14
Ca'Lw[[ & Cook I
I ,1BOO S.W 6,1:1\ IWE1~UE
! SUITE 110
I. FOln u<uorrml\L E, FLORID/, 33314
i85.1l581-1660
(9S.\t 321.8066 FAX
I INFO 0t,WCP;,OFFIC".COi,1
CERTIFIED PUBLIC ACCOUNTANTS
iI' PAHTNEf1SHIP OF PHOFESS,ONAL ASSOCIATIONS)
INDEPENDENT A UDITOJ1S' REPOHT
To the Stockholders of
Shoreline Foundation. Inc.:
We have audited the accompanying balance sheel of Shoreline Foundation, Inc. (a Sub-Chapter S Florida
Corporation) as of December 31,2009. and the related statements of income and retained c,jmings and cash
flows for the ycar then ended. These financial statements arc the responsibility of the Company's
management. Om responsibilily is 10 express an opinion on these financial SlatenlCnts based on our audit.
We conducted our audit in ;u:cordance with auditing standards generally accepted in the United States of
A merica. Those standards requi re that we plan and perform the audit to obtain reasonable assurance about
whether the financial statements are free of materiallllisstatemenl. An audit includes examining, on a test
basis. evidence supponing the amounts and disclosures in the financial statements. An audit also includes
assessing the accounting principles used and significam estimates made by management, as weli as evaluating
the ovenlll financial statement presentation. We believe that our audit provides a reasonable basis for our
oplllltm.
In our opinion, the financial Sl,lIemenlS referred to above present fairly. in all material respects, the financial
position of Shoreline Foundation, Inc. as or December 31,2009, and the results of its operations and its cash
flows for the year then ended in conformity with accounting principals generally ,1ccepted in the United States
of Arnerica.
Our audit \Vas conducted for the purpose of forming an opinion on the basic financial statements takC^ll as a
whole. The supplemental schedules liswd in the Table of CO!lteI1lS are presented for the purpose of additional
analysis and are 110t a required pan of the basic financial stHlcments. These schedules me the responsibility of
the Company's management. Such information has not been subjected to the auditing procedures applied in
the audit of the basic financial statements, and, accordingl):, we express no opinion on thai information.
~ -t- Coo)..
Carroll & Cook
April 16,2010
f.1Nnbet^ /unnrican lnsllhlh: of Cenified Public ..\ccountams
, . Hofidn Institute of Cenified Public j\r:colilltants
SIIOI<ELINE FOUNDATION. INC.
BALANCE SHEET
DECEMBEH 31. 2(01)
ASSETS
CURREj\T ASSETS:
Cash
:\ecoullls rt:cdvable - trade
,'\CCOUl1lS receivable - other
Costs and estimated carnin)!s in e\ces,
of billings on l1nCOl1lplCll~d contracts
Total current assets
PROPERTY ANI) EQUIPMENT. nct of accumulated
depreciation of $7.229.602
$ ':.205.717
6.781.107
235.! 56
21i9,450
9,4<Jl,430
2.B26.5S7
OTHER ASSETS
TOTAL
LIABILITIES AND STOCKHOLDERS' EQUITY
CURREj\T LIABILITIES:
Accounts payablc - trade
Accrued expenses
Billings in excess of costs and estimated
earnin,l;s on uncompleted cOlllracts
Currcnt ponion of long-term debt
Tmal currcntliabililies
$ 1,670..34':
156.117
2.218.S21
42.368
';,088.]50
CC)Ml\lIT~lENTS AND CONTINGENCIES (Note 6 & 7)
STOCKHOLDERS' EQUITY:
COlllmon stock. SI par value: 100 shares authoriz{:d,
issued and olltstanding
Trcasury stock. at cost. ] 5 shares
Additional paid-in capilal
Rt~t:lined earnings
Tma] stockholders' equity
100
(675.000)
238.71 (J
B.666A92
8.230.302
_._--,-~_.-.........
TOTAL
See Accompanying ;-\oies ;llld Independent AudiiOrs' Report
'1
SHORELINE FOUNDATION. INC.
STATErvlENT OF INCOME AND RETAINED EARNINGS
FOR TIlE YEAR ENDED DECEl\IBER 31. 2009
REVENUES
Contract revenues canted
S 27.274.!O(,
COSTS AND EXPENSES
COSl of reVellues earned
Depreciation
I nlereSl
General and administrative
20.122,226
1.IS.70(i
1.74B
~)(lk.6(,5
Total
25,447.:'45
INCOME FRO~l OPERATIONS
INTEREST AND OTIIER INCOI\I1:
1.826.761
6.536
INe01\IE BEFORE INCOME TAXES
PIWVISIOK FOR INCOME TAXES
1.8:\3,297
(l
NET INC01\iE
RETAINED EARNINGS-UKi\UDlTI:D, January 1,2009
I.S33,2Y7
7,'112.60]
Less: Distribucions 10 Slod;hoJders
1579,40S)
RETAINED EARNINGS, Decembl~r 31. 2009
$; 8.666.492
===--::w~;m.~~
See Accompanying Notes i111d Independenl Auditors' Report
..Ill
SHORELINE H)UNDATION. INC.
STATEMENT OF CASH FLOWS
Fon THE YEAR ENDED DECEivlBER 31. 2009
CAS!I FLOWS FROM OPERATING ACTIVITIES:
Net incolTlc'
Adjllstl11CIll!; to reconcile nel income \0 nel cash provided by
operating activities:
Depreciation
Changes in operating assets ane! liabilities:
AccoulIls receivable - trade
Accounts receivable - other
COSl~ and estimated earnings in excess of billings
on uncompleted COntracts
Accounts payable - trade
Billings in excess of costs and estimated
earnings on uncompleted contracts
Accrued expenses
Net cash provided by operating activities
$1.833.197
748,706
(360,716)
( 140,()09)
(J 54.573)
(534,028)
399.802
70,686
1.863, I 65
CASH FLOWS USED IN INVESTING ;\CITVITLES:
Acquisitions of property and equipmclIl
(386.896)
CASH FLOWS FROM FINANCING ACTIVITIES:
Repaymems of long-tenn debt
Stockholders distribution
Net cash used in financing activities
(67,968)
(579,408)
(647,376)
NET INCREASE IN CASH
CASH AT BEGINNING OF YEAR, Ul\l\.UDITED
CASH AT END OF YEAR
828,893
1,376.824
~_o~
SUPI'LEMEN'TAL DISCLOSURE OF CASH FLOW INFORMATION:
Cash paid during the year for:
I meres,
Income taxes
s
s
1,74!\
o
See Accompanying Notes and lndepenclent Auditors' Rcport
- 4 -
SHORELINE FOUNDATION. INC.
NOTES TO FIr\ANCIAL STATEMENTS
FOR THE YEAR ENDED DECEMBER 3L 2009
L GENERAL AND SUi\fMARY OF SIGNIFICANT ACCOUNTING POL.ICES
General - Shoreline Foundation, Inc. ("The Company") wus incorporated in 1986 pursuant 10 the laws of
the State of Florida to cn"a!lC in the maritime construction business. Its principal activities arc the .
'" -.
installution, maintenance, and repair of sea walls, docks, pilings. and rdated maritime services. along with
construction of embanKment stabilization on various interstate highways. Their customers primarily
consist of developers. contractors, government agl~llcies and private o\vners of existing waterfront
properties inthc United States and the Caribbean.
The work performed by the Company is substantially under fixed-price contracts modi fied by incenti ve
provisions. The Company follows the practice of filing statutory liens on all construction projects where
collection problems are anticipated. The liens serve as colJuteral for accoullts receivable.
Use (~r Estimatl?.\' -The preparation of financial SlatenlelllS in conformity with accounting principles
generally accepted in the United States of America requires management to make estimates and
assumptions that affect the reponed amounts of assets and liabilities and disclosure of contingent assets
and liabilities at the date of the financial statements and the reponed amounts of revenues and expenses
during the reponing period. Actual results could differ from those estimates.
RCI'CllllC Uecognition- The Company recognizes revenue on long-term construction contracts using the
percentage of completion method. measured by the cost-to-eost method. Revenue on short-term and time
and material contracts arc recognized CUITclIlly as the work is performed.
Contract costs include all direct materia] and labor costs and those indirect costs related to contract
performance. such as indirect labor. supplies, lOols and repairs. Selling. general and administrative costs
are charged to expenses as incurred. Provisions for estimmed losses on uncompleted contracts arc made in
the period in which such losses are determined. Changes in job performance, job conditions, and estimated
profitability may result in revisions to costs and income, which are recognized in the period in which the
revisions arc determined.
The asset, '"Costs and estimated earnings in excess of billings on uncompleted cOlllracts". represents
revenlles recognized in excess of amounts billed. The liabiJilY. '"Billings in excess of COStS and estimated
eamings oIluncomplcted contracts". represents billings in excess of revenues recognized.
Sigl/(jicam Customers - During the year ended December 31, 2009, the Company deri vcd revenues of
approximately 59,862.000 from oIle customer. In addition, included in accouTlts receivable-trade as of
December 31, 2009 is approximately $2.552.000 from slIch customer.
Cash Eqllil'aICI1!.\' - The Company considers all highly liquid investments purchased with an original
maturity of three months or Jess to be cash equivalents. As of December 31,2009, the Company docs not
have any cash equivalents.
- 5 -
CO/lcclllrariolls (~f Credit Nisk - The Company m;jintains cash balances with high credit quality financial
institutions :md by pOlicy. limits the amoUlll of credit exposure to any onl' fin:lllcial institution. While at
tim..:$ bank h:danccs exceed federally insured limits. the Company believes such amonnts are lHII in excess
of operating requirem;:nts. At December 3 L 1009. the Company's unillSllred cash balances totaled
approximately S I ,780,000.
/lCCOflIllS Receivable - The Company considers accounts receivable to he fully collectible; accordingly. no
allowauce for doubtful accounts is required. If alllonllls become uncollectible. they will be charged to
operations when that determination is made.
I'ropl'T"ty ami EquipmclIl- ProperlY and equipmclll is stated at caS! Jess accumulated depreciation.
Depreciation is recorded using the iviodiiied Accelerated Cost Recovery System (1vIACRS) for both
financial rep0l1ing and income tax purposes.
Atll'C/"lisilt,t.; - The Company expenses advertising costs as they are incurred. Advertising expense for the
year ended December 31. 1009 was S 17,451
Impairl1lclIl (~r Loltg-Lil'cd ASSCTS - In accordance with SFAS No. 144. ACCU/lllfiJlg for /lIIpairmCIll or
Disposal t?f Long-Lived AS.leIS, the Company evaluates the carrying value of long-lived assets whenever
events or changes in circumstances indicate that the carrying amount of stich assets may not be
recoverable. An impairmcllI loss is recorded when the net book value of assets exceed their rair value, as
measured by projected undiscountcd fumrc cash flows. The mnount of impairmenl, if an)', is measured
using a fair valne equal to the discounted fUlllre cash tlows. No impairment charges were recorded during
the year ended December 3 1.2009.
Subseqlll'1Il EI'ClllS - SubseqllcllI eVents Iwvc been evaluated through April 16. 20 J O. which i~ the date the
financial statements were available 10 be issued.
Reccm Accounting Pro1l0/l/lCCl/Il!IIfS - In June 1009, the Financial AccoullIing Standards Board ("FASB")
issued SFAS No. 168. The FASB ACCOlllllillg Swnt!art!s CodUicarioll (lilt! The Hierarchy (~f"Gcneral/y
Accepted ACCOl!/llillg Principles a rep!acemcnl of I,:.\SB Statcment No. 162 ("SFAS 168"). SFAS J 68 will
supersede existing non-SI'::C accounting and reponing standards. The codification will not change GAAP
but will rather organize it into a new hierarchy with two levels: amhoritative and non-authorit:nive. All
authoritative GAAP will CatTY equal weight and be organized in a tOpical stl1lctllre. SFAS 168 is effective
for interim and annual reponing periods ending after September 15,2009. The adoption of SFAS 168 did
not h:\vc a material effect on Ihe Company's financial condition.
In May 2009, the FASH issued SFAS No. 165 Suhseqllent Evellts ("SFAS HiS''). SPAS 165 provides
guidance Oil the recognition of slIbsequcnl events and requires additional disclosure on the {ilne period
evaluated for such events. SFAS J65 is effective for interim and annual reponing periods ending after
June 15.2009, nnd shall be applied prospectively, The adoption of SFAS 165 did not have a material
effecl on the Company's financial condition.
"6.
'I ACCOUNTS RECEIVABLE - TRADE
Contract receivables:
Billed
December 3] , l009
Completed contract.,
Contracts in progress
Retained
$ 3,895,896
1.653.357
1 .231,854
S 6.781.107
3. COSTS AND ESTll\IATED EARNINGS ON UNCOMPLETED CONTRACTS
Costs, estimated eamings, and billings on uncompleted contracts are
summarized as follows:
Job costs expensed ollullcompleted contracts
Estimated earnings
S 4.306.913
1.329,788
Less: Billings to date
5,636.70 1
(7,586'<)72)
S 0.949,371)
Included ill accompanying balance sheet under the following captions:
Costs and estimated earnings in excess of
bi]Jings on uncompleted contracts
Bi]Jings in excess of costs and estirnated
earnings on ullcompleted contracts
S 269.450
(2.218,821 )
~L.~ .949 ,3 71 )
~ 7
4. PHOPERT'\' AND EQUIl)j\IE;\T
Propeny and equiprncllt consists of the following:
Balance
Estimated Useful
Lives
Vehicles
Equipment
Furniture-Fix tllres
Land-Building
S 1,568.289
5 Years
(J.iS7.?73
5 . 7 \'cars
5 . 7 "y' e:lri;
39 Years
16.568
171
10.05fl.189
Less: Accumulated Depreciation
(7.219.602)
S 2.826.587
5. BENEFIT OBLIGATIONS
On January!, 2000. the Company adopted :: 40 I (I:) plan which allows employees to defer lJ percentage of
their compensation. Under the plan, employees may elcctlO defer up to 15% of their compensation.
subject [0 the Internal Revenue Service limits. The Company Illay match employee deferrals of up to 3%
of the employee compensation. Employer matching contribmions totaled 532.878 for the year ended
December 3 i, 2009. The Company elected to no! make employer mmching contributions as of .I11ly L
2009.
6. LONG-TEHM DEBT
Long-term debt consists of one note payable to Kelly Tractor Company dated January I. l008. It is
collaleralized by equipment and is payable in 36 monthly installmCllls of $3.945 without illlerest through
December 31. 2010. Balance:ll December 31. 2009 of $42.868 i~ less unamortized discount of $979 using
an effective rate of 2.5%.
i. LINE OF CREDIT
The Company has an unsecured lille of credit in the amollnt of $2,500,000 with Fifth Third Bank. which
expires May 31,20 I O. Interest is :ll ],5% pillS ont-lllonth L1BOR. As of December 3 j. 2009. the
Company does not have any outstanding amount against the line of credi!.
S. I;\COME TAXES
Tlte Company, with the consent of its stockholders. has elected tinder the Inkm:t1 Revenue Code to be a
Sub-Chapter S corporation. In lieu of corporate incnrne taxes. the stockholders are taxed on fheir
proportionate share of the Company's taxable income. Therefore, no provision or liabi lity for Federal
income t<lXCS has been included ill tlte financial SI;llcrnelHS. The Florid" corpc)l'iltion income w>. do(~s not
appJ). except where thE Company is liable fOI Federal inC(llllC' lax.
. s -
9. TREASmCl'STOCK
The Company and one of its Officers terminated Iheir relationship as of August 31, 2008. The Company
redeemed the Officer's 15 shares of Common Stock. representing 15% of the olltstanding Common SLOcJi
of the Company. for a purchase price of 5675,000.
10. COivli\IITMENTS AND CONTINGENCIES
The Company is involved in litigation arising in the ordinary course of business. While the ultimale
o\llcome of these mailers is no! presently determinable. ilis the opinion of management that tbe rcsolmion
of outstanding claims will nOI have a materia! ndvcrse effect on the financial position or results of
operations of the Company.
* * ~ * * ~
" !) -
SFIORELINE FOUNDATIOK INC.
SCHEDULE OF COST OF REVENUES EARNED
FOR TilE YEAR ENDED DECEi\1BER 31. 2009
COST OF REVI::'NUES EARNED
;vlatcrials
Contract Services
Equipmem Rental & Maintenance
L:thor
GClIlTai Conditions
5; 7.288.'136
5.054,949
2.1'\ 1 1.325
3.705.767
.167.7'19
S 20.128.226
=:>ti;1i:.'>'X'~
See Accompanying Indc~pendcl1t Auditors' RC';KHl
- 10-
SllORELINE FOUNDATION. INC.
SCIIEDULE OF GE:\E1L\LAND A1L\IINISTRAT1VE EXPENSES
FOR THE YEAR ENDED DECE~IBEH 31. 2001)
GENERAL AND ADMINISTRATIVE t:XPEt\SES
Advert.iRing and promotion
A lito and trud:
Insurance
LiCCllRC. taxes and hond fees
Pension expense
Office
1', of.tssional fccs
Repairs and mainlCnallcc
Salaries
Tckphollc and cofllllllmic:nions
Tr:l\\:!
l)lilitks
s
! 7.452
156.625
979.277
131,782
32.878
263.043
197.566
94.659
::;.558.588
77 .289
41.806
See Accompanying Independt~nl Audil()rs' H.epon
- II -
SIHmELlNE FOUNDATION. lNC.
EAIU\I1'\GS FHO\1 C01'\TRACTS
FOn THE YEAH ENDED DECEMBER 31.2009
Cnst of Revenues
Revenues Earned Earned
Contracts completed during the year
S 22.018.952
Contracts in progress al year-end
5.255,154
S 27.27:J.I06
SC;.' Accompanying Illdcpc~ndelH Auditors' Repo:1
If
$ 16. I 02.691
4.025.535
$ 20.128.226
---
Gross Profit
(Loss)
$ 5.916.2() 1
1.229.61 ()
S 7.145.880
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SWORN STATEMENT PURSUANT TO SECTION 287.133(3)(a)
FLORIDA STATUTES, ON PUBLIC ENTITY CRIMES
THIS FORM MUST BE SIGNED AND SWORi'J TO IN THE PRESENCE OF A NOTARY
PUBLIC OR OTHER OFFICIAL AUTHORIZED TO ADMINISTER OATHS.
1. This sworn statement is submitted
to Sunny Isles Beach Government Center
by James A. Rovo - President
for Shoreline Foundation, Inc.
whose business address is
2781 SW 56th Avenue
Pembroke Park, FL 33023
and (if applicable) its Federal Employer Identification Number (FEIN)
59-2695595
(If the entity had no FEIN, include the Social Security Number of the individual signing this
sworn statement:
N/A
2. I understand that a "public entity crime" as defined in Paragraph 287.133(1)(g), Florida
Statutes, means a violation of any state or federal law by a person with respect to and directly
related to the transaction of business with any public entity or with an agency or political
subdivision of any other state or of the United States, including, but not limited to, any bid or
contract for goods or services to be provided to any public entity or an agency or political
subdivision of any other state or of the United States and involving antitrust, fraud, theft,
bribery, collusion, racketeering, conspiracy, or material misrepresentation.
3. I understand that "convicted" or "conviction" as defined in Paragraph 287.133(1)(b), Florida
Statutes means a finding of guilt or a conviction of a public entity crime, with or without an
adjudication of guilt, in any federal or state trial court of record relating to charges brought by
indictment or information after July 1, 1989, as a result of a jury verdict, nonjury trial, or
entry of a plea of guilty or nolo contenders.
4. I understand that an "affiliate" as defined in Paragraph 287. I 33(1)(a), Florida Statutes, means:
a. A predecessor or successor of a person convicted of a public entity crime; or
b. An entity under the control of any natural person who is active in the management of the
entity and who has been convicted of a public entity come. The term "affiliate" includes
those officers, directors, executives, partners, shareholders, employees, members, and
agents who are active in the management of an affiliate. The ownership by one person of
shares constituting a controlling interest in another person, or a pooling of equipment or
income among persons when not for fair market value under an arm's length agreement,
shall be a prima facie case that one person controls another person. A person who
knowingly enters into a joint venture with a person who has been convicted of a public
entity crime in Florida during the preceding 36 months shall be considered an affiliate.
EXHIBIT" A"
14
5. I understand that a "person" as defined in Paragraph 287.133(1)(e), Florida Statutes, means
any natural person or entity organized under the laws of any state or of the United States with
the legal power to enter into a binding contract and which bids or applies to bid on contracts
for the provision of goods or services let by a public entity, or which otherwise transacts or
applies to transact business with a public entity. The term "person" includes those officers,
directors, executives, partners, shareholders, employees, members, and agents who are active
in management of any entity.
6. Based on information and belief, the statement which I have marked below is true in a
relation to the entity submitting this sworn statement. (Please indicate which one (l) of the
following three (3) statements is applicable.)
~ (1) Neither the entity submitting this sworn statement, nor any of its officers, directors,
executives, partners, shareholders, employees, members, or agents who are active in the
management of the entity, or any affiliate of the entity has been charged with and convicted of
a public entity crime within the past 36 months.
_(2) The entity submitting this sworn statement, or one or more of its officers, directors,
executives, partners, shareholders, employees, members, or agents who are active in the
management of the entity, or any affiliate of the entity has been charged with and convicted of
a public entity crime within the past 36 months.
_(3) The entity submitting this sworn statement, or one or more of its officers, directors,
executives, partners, shareholders, employees, members, or agents who are active in the
management of the entity, or agents who are active in management of the entity, or any affiliate
of the entity has been charged with and convicted of a public entity crime within the past 36
months. However, there has been a subsequent proceeding before a Hearing Officers of the
State of Florida, Division of Administrative Hearings and the Final Order by the Hearing
Officer determined that it was not in the public interest to place the entity submitting this sworn
statement on the convicted vendor list. (Attached is a copy of the final order.)
I UNDERSTAND THAT THE SUBMISSION OF THIS FORM TO THE CONlRACTING
OFFICER FOR THE PUBLIC ENTITY IDENTIFIED IN PARAGRAPH I (ONE) ABOVE IS
FOR THE PUBLIC ENTITY ONLY AND, THAT THIS FORM IS VALID THROUGH
DECEMBER 31 OF THE CALENDAR YEAR IN WHICH IT IS FILED AND FOR THE
PERIOD OF THE CONTRACT ENTERED INTO, WHICHEVER PERIOD IS LONGER. I
ALSO UNDERSTAND THAT I AM REQUIRED TO INFORM THE PUBLIC ENTITY
PRIOR TO ENTERING INTO A CONTRACT IN EXCESS OF THE THRESHOLD
AMO PROVIDED IN SECTION 287.017, FLORIDA STATUTES FOR THE
CAT GOR TWO OF ANY CHANGE IN THE INFORMA TION CONTAINED IN THIS
(E6RM.
Royo - President
(Printed or Typed Legal Name of Affiant)
15
State of Florida of County of Miami-Dade )
Sworn to and subscribed before me this 16th
day of
August
,2010 by
Notary Seal:
Notary's Name Printed, Stamped or Typed
Personally Known:
Identification Produced
or Produced Identification
16
NON-COLLUSIVE AFFIDA VIT
State of Florida )
)ss
County of Miami-Dade )
James A. Royo
says that:
being first duly sworn, deposes and
(1) He/she is the (Owner, Partner, Officer, Representative, or Agent) of the Bidder that has
submitted the attached Bid;
(2) He/she is fully informed respecting the preparation and contents of the attached Bid and
of all pertinent circumstances respecting such Bid;
(3) Such Bid is genuine and is not a collusive or sham Bid;
(4) Neither the said bidder nor any of its officers, partners, owners, agents, representatives,
employees or parties in interest, including this affiant, have in any way colluded,
conspired, connived or agreed, directly or indirectly, with any other Bidder, firm, or
person to submit a collusive or sham Bid in connection with the Work for which the
attached Bid has been submitted; or to refrain from bidding in connection with such
Work; or have in any manner, directly or indirectly, sought by agreement or collusion, or
communication, or conference with any Bidder, firm, or person to fix the price or prices
in the attached Bid or of any other Bidder, or to fix any overhead, profit, or cost elements
of the Bid price or the Bid price of any other Bidder, or to secure through any collusion,
conspiracy, connivance, or unlawful agreement any advantage against the City of 8urmy
Isles Beach, or any person interested in the proposed Work;
(5) The price or prices quoted in the attached Bid are fair and proper and are not tainted by
any collusion, conspiracy, connivance, or unlawful agreement on the part of the Bidder
or any other of its agents, representatives, owners, employees or parties in interest,
including this affiant.
EXHIBIT "B"
17
FURTHER, AFFIANT SAYETH NAUGHT.
Shoreline Foundation. Inc. (vendor)
James A. Royo - President
Sworn to and subscribed before me this 16th day of
Auqust
,2010,
by }~~~ \\-t ~(j'fO
Sh.o (~h~ ~uY\d~ -h~lf./) yYVC
(President/Owner) of
who is personally known to me or has produced a
- -
as identification.
NOTARY PUTlLIC-STATE OF fLORlDA
""'"'''''' Joseph Stanton
t W ~ Commission # DD818534
---,~l Expires: AUG. 28, 2012
J\~~1)I~ri THUU ATLAN'nC RONDiNG co., INC.
~
------...
Notary Public
My Commission Expires: 'A l> 6 . '2.6, I 0\2..-
My Commission No.: 1>1> g\g~3~
18