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Predecessor Firm(s) Weiss Serota Helfman Pastoriza Cole & Boniske, P.A. <br />Weiss, Serota & Helfman, P.A. <br />Weiss, Serota, Helfman, Pastoriza & Guedes, P.A. <br />Weiss Serota Helfman Pastoriza Guedes Cole & Boniske, P.A. <br />Weiss Serota Heitman Pastoriza Cole & Boniske, P.A. <br />Item 3, P0 Period: From: April 24, 2018 To: April 24, 2019 <br />(12:01 AM Standard Time on both dates at the address of the Named <br />Insured.) <br />tem 4. Limits of Liability: (Including Claim Expenses) <br />(A) Each Claim: $ 3,000,000 <br />(B) Maximum Total Policy Period $ 3,000,000 <br />Aggregate: <br />Item 5. <br />Item 6. <br />Item 7. <br />tem 8. <br />Item 9. <br />Item 10. <br />Item 11. <br />Self -Insured Retention: <br />Premium: <br />Minimum Earned Premium: <br />Prior and Pending Litigation Date: <br />Retroactive Date: <br />$ 75,000 Each Claim <br />$ 155,659 <br />$ 38,915 <br />04/24/2013 <br />None <br />Forms and Endorsements Applicable to <br />Coverage <br />at Inception of <br />Policy: <br />See attached Forms and Endorsements <br />Schedule, <br />Form Number: <br />IL 0101 <br />Address Notice of Claims or Potential Claims To: <br />E -Mail <br />Insuranceclaims@compo-intl.com <br />Mail <br />Endurance U.S. Insurance—Claims <br />Attention: Claims Department <br />1221 Avenue of the Americas, <br />New York, NY 10020 <br />Submission of Notice of Claims by email is preferred. <br />Disciplinary Proceeding Coverage: <br />(A) Each Disciplinary Proceeding: <br />(B) Policy Period Aggregate: <br />Policy Issuance Date: May 29, 2018 <br />Policy Issuance Office: New York, NY <br />Page 2 <br />$ 25,000 <br />$ 50,000 <br />Endurance American Specialty Insurance Company <br />LPL 0013 0815 <br />